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Dougherty & Company LLC and/or its affiliates
prepared the information accessible herein. By accessing
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The information
contained herein has been compiled from sources believed
but not guaranteed to be accurate,
reliable or purported to be complete. The information
on this site is not intended to be used as the primary
basis of investment decisions. It is for informational
purposes only and is not a representation by us or
an offer or a solicitation of an offer to sell or
buy any security. Any opinions or estimates expressed
are
statements of judgment on this date and are subject
to future change without notice as is other information.
Certain offerings are made only by the means of the
offering document, as applicable. Such offering documents
can be obtained from Dougherty & Company LLC.
You must read carefully the official document before
you
decide whether to invest in the security.
Any securities
described may not be qualified for purchase in all
jurisdictions and are subject to
change and
availability. Past performance does not guarantee
future results. Additionally, certain securities,
such as,
bonds may be subject to optional redemption prior
to maturity.
Any quotations
provided through this website may be delayed and
may not reflect the prices at which
the
security may actually be bought or sold. You should
not make any decisions to buy or sell securities
based on such quotations.
Because of individual
requirements and risk (i.e. credit, liquidity, market,
volatility)
involved
with securities,
securities mentioned herein should not be construed
as suitable for all accounts. Any securities
mentioned or perceived recommendations made herein
are intended
for investors who are aware of, financially able
to bear and suited to the inherent risks involved.
Both
the general sense and suitability for individual
acquisition or sale of any security should be
a matter of discussion
between an Investment Executive and client before
any transactions occur. Dougherty & Company
does not give legal or tax advice. Any reference
to tax information,
such as AMT, may not be applicable to all clients
given different client tax statuses. You should
consult your
own tax advisor regarding the tax consequences
of a specific transaction.
Income from investments
may fluctuate. The price or value of the investments,
to which the research
or
other information relates, either directly or
indirectly, may fall or rise against the interest
of investors.
Prices included herein are indicative only and
may vary significantly from prices available
from other
sources. An indicative price of a transaction/security/instrument
may differ substantially from an actionable value.
Indicative price and availability are subject
to change without notice.
From time to time, Dougherty & Company
LLC, or its officers, directors or agents, or
members of their
families or their clients may have positions
in, may make purchases or sales of in the open
market or otherwise,
and may own options, rights or warrants to purchase
securities mentioned. Dougherty & Company
LLC as a market maker may act as a principal
or agent with
respect to the sale or purchase of securities
mentioned. Dougherty & Company LLC may also
have operated as a manager or co-manager of a
public offering of
securities for this company within the past three
years, or a member of Dougherty & Company
LLC may have served on the board of directors
for this company.
If you have an account or other relationship
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LLC, that relationship is governed by the agreement
specific to that account or arrangement, including
without limitation your account agreement. This site
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The information or opinions provided by third
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Dougherty & Company
LLC control. Therefore, they are believed to
be reliable, but accuracy and completeness can
not be guaranteed.
The materials provided belong
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of Dougherty & Company LLC. Clients of Dougherty & Company
LLC may print, download or display one copy of
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use provided that the reports are kept intact
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LLC. Dougherty & Company LLC reserves the
right , at its discretion to change, delete and
update portions
of this website at any time.
Materials in the
site may not be appropriate for or available
in all jurisdictions.
Additional information is
available upon request.
To help the government fight
the funding of terrorism and money laundering activities,
Federal Law
requires all financial institutions to obtain,
verify, and
record information that identifies each person
who opens an
account.
What this means for you: When you
open an account, we will ask for your name address,
date of
birth and other information that will allow
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We may ask to see your driver's license
or other identifying documents.
The Financial Industry Regulatory Authority provides information for investors.
We encourage
you to visit
their website at www.finra.org.
Dougherty & Company
LLC or its affiliates or divisions are
not banks or credit unions, and the
products we
offer are not insured by the FDIC.
Dougherty & Company
LLC, 90 South Seventh Street, Suite 4300,
Minneapolis, MN 55402-4115. Member FINRA
and SIPC. Regarding SIPC, securities
in your account
protected up to $500,000. For details,
please see www.sipc.org.
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